As a Compliance Associate at ARS Investment Partners, my career has been dedicated to ensuring regulatory adherence and maintaining the highest standards of compliance, particularly as a certified Investment Advisor Association Compliance Professional. With over 24 years of experience in the financial services industry, I have had the opportunity to work at esteemed institutions such as Bank of New York Mellon and Insight Investment.
I hold a BA in History from Lehigh University and a JD from Boston University School of Law. This educational background has equipped me with a robust understanding of both the historical context and legal frameworks that underpin the financial industry. I am deeply motivated by the ever-changing nature of compliance. The dynamic landscape of regulations and guidelines keeps me engaged and constantly learning, which is something I truly enjoy about my profession.
I was born in Ecuador and raised in New Jersey, a diverse background that has enriched my perspective and approach to my work. I currently live in Manhattan, where I embrace the vibrant energy of the city. Outside of work, I am an avid dog lover and find great joy in spending time with my four-legged friends.